“Why Do Certified Fraud Examiners Need Ethics Training?
Speaker: Joseph Agins, CFE
(Note: This presentation will complete one hour of the CFE Ethics requirement for training. It does not comply for CPAs or NASBA Ethics.)
As Certified Fraud Examiners (CFEs), we investigate the frauds and ethical misdeeds of others. So, why do we need ethics training? Some might say, “ethical behavior is the foundation of any professional association and as such, should be a recurring theme in every association’s training program.” Said differently, CFEs make mistakes. We are human. CFEs have ethical lapses. CFEs even commit fraud!
Learn through multiple case studies how several of our former colleagues took a wrong turn on the ethical journey and violated the very ethical principles they exist to uphold. CFEs are required to adhere to the ACFE Code of Professional Ethics. Although these former colleagues were aware of the ACFE Code of Professional Ethics, it was not sufficient to deter their unethical behavior.
We will examine the mistakes of these individuals to better understand why these individuals that were employed to investigate the fraud and ethical misdeeds of others would engage in unethical behavior themselves. Would ethics training have helped these individuals? Attend this presentation and find out for yourself.
Joseph Agins is responsible for the development, implementation, and maintenance of Sam Houston State University's Institutional Compliance Program.
CPE Credits: 1.0 CPE Credits
Joseph has over 12 years in post secondary education compliance, previously working as Director of Ethics & Compliance for Apollo Education Group, one the world's largest private education providers.
Mr. Agins is a Regent Emeritus for the Association of Certified Fraud Examiners (ACFE), serving on their Board for 2014 and 2015. The ACFE is the world's largest anti-fraud organization and premier provider of anti-fraud training and education. Together with over 75,000 members, the ACFE is reducing business fraud world-wide and inspiring public confidence in the integrity and objectivity within the profession.
In 2011 Joseph co-founded the Arizona Ethics & Compliance Council (AECC), a successful member organization dedicated to promoting ethical business practices and serving as a forum for Arizona's Ethics and Compliance professionals to gather to exchange information, share best practices, and build their professional networks. Current and former member organizations include Freeport-McMoRan, Arizona Public Service, On Semiconductor, U-Haul, PetSmart, Intel, Prudential, Insight, Raytheon, Arizona State University, Honeywell, The Arizona Diamondbacks, Phoenix Suns, and many, many others.
As a speaker he is regularly invited to speak on the topics of fraud, investigations and ethics at major conferences held by organizations such as the Association of Certified Fraud Examiners (ACFE), the Society for Compliance & Ethics (SCCE) and the Ethics and Compliance Officers Association (ECOA).
4:00 P.M. Check-in and Networking (snacks and drinks provided).
4:30 P.M. Presentation Begins.
5:30 P.M. Presentation Ends.
Learning Objectives:Objective and Purpose
- Understand the responsibilities of the Certified Fraud Examiner when investigating frauds
- Learn about the real-world pitfalls that can occur when difficult investigations become ethically challenging
- Identify the steps to take to ensure an ethical and transparent investigation
- Learn others' mistakes and how to avoid them
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Delivery Method: Group-Live
Prerequisites: Working Knowledge of Fraud and Fraud Schemes
Field of Study: Specialized Knowledge and Applications [Fraud]
Who Should Attend?: Anti-fraud professionals, Auditors, Accountants, Attorneys, Investigators, Law Enforcement, Educators, Students
Advanced Preparation: None
Program Level: Intermediate
NASBA Sponsor No. 125230
The Houston Area Chapter of the Association of Certified Fraud Examiners is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.